Direct Care Workers (DCWs) are required to report any incident that may affect a participant’s health, safety, or well-being. Incidents must be reported immediately
to the agency supervisor, so the agency can ensure participant safety and submit the report through the state’s incident management system, Enterprise Incident Management (EIM).
What Is an Incident?
An incident is any event that could affect the health, safety, or well-being of a participant.
Examples of Reportable Incidents
- Falls (with or without injury)
- Choking incidents
- Injuries (cuts, bruises, burns, etc.)
- Medication errors or missed medications
- Participant illness or medical emergency
- Changes in physical or mental condition
- Abuse, neglect, or exploitation concerns
- Participant refusal of care (if safety is impacted)
- Environmental hazards (fire, unsafe living conditions)
- Hospitalization or emergency room visits
- Missing participant / wandering
- Property damage affecting safety
When to Report an Incident
Report incidents immediately when:
- There is injury or medical emergency
- Participant safety is at risk
- Abuse, neglect, or exploitation is suspected
- Emergency services (911) are called
All incidents must be reported:
- Immediately (or within agency policy timeframe)
- Before the end of your shift
- According to your agency’s reporting procedures
What To Do When an Incident Occurs
Step 1: Ensure Safety First
- Stay calm
- Check participant for injuries
- Remove any hazards
- Provide assistance as needed
Step 2: Call for Help
- Call 911 if emergency
- Notify supervisor immediately
- Follow care plan instructions
Step 3: Stay With the Participant
- Monitor condition
- Provide reassurance
- Do not leave participant alone if unsafe
Step 4: Document the Incident
Include:
- Date and time
- Location
- What happened
- Who was involved
- Actions taken
- Participant condition
- Notifications made
Important Reporting Guidelines
- Report facts only (do not guess or assume)
- Be clear and objective
- Report immediately
- Follow agency policy
- Maintain confidentiality
Why Incident Reporting Is Important
Incident reporting helps:
- Protect participant safety
- Prevent future incidents
- Improve quality of care
- Meet state and program requirements
- Support staff and participants
PA CHC Incident Reporting System
For
participants receiving services through the Pennsylvania Community HealthChoices (CHC) Waiver, incidents must be
reported through the state’s official incident reporting system.New text box
Pennsylvania Enterprise Incident Management (EIM)
The Enterprise Incident Management (EIM) is the official statewide system used to report incidents involving waiver participants.
This system is managed by the Pennsylvania Department of Human Services and is used by homecare agencies, service coordinators, and providers to report
and track incidents.
Official Website
Pennsylvania Enterprise Incident Management (EIM)
https://www.dhs.pa.gov/providers/Providers/Pages/Enterprise-Incident-Management.aspx
Who Submits the Incident?
- Direct Care Workers (DCWs) report incidents to their agency
- The agency is responsible for submitting the report into the EIM system
- Service Coordinators and Managed Care Organizations (MCOs) review incidents
Reportable Incidents May Include:
- Falls
- Injuries
- Choking incidents
- Hospitalizations
- Abuse, neglect, or exploitation
- Medication errors
- Missing participant
- Environmental hazards
- Death of participant
Important Reminder for DCWS
- Report incidents immediately to your supervisor
- Follow your agency policy
- Do not submit directly to EIM unless instructed
- Document facts clearly and accurately